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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Traditions Golf Course | Wallingford | CT | 07/2013 | 08/2018 |
| Anthem | Wallingford | CT | 05/2018 | 08/2018 |
| Valic Financial Advisors | Tampa | FL | 01/2019 | 04/2026 |
| Student | Student | FL | 09/2018 | 01/2019 |
| Agia | Houston | TX | 12/2022 | 04/2026 |
| Lpl Financial Llc | Tampa | FL | 04/2026 | Present |
1.04/27/2026; Patrick Doyle; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 04/27/2026; 10hrs/mth; 10hrs during trading 2.04/27/2026; Cedar & Ember LLC; Business Owner; Investment Related; Columbia,MO; Start Date 04/07/2026; 30hrs/mth; 0hrs during trading 3.04/27/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Frontline Investment Advisors LLC; Investment Related; at Reported Business Location(s); Start Date 04/27/2026; 160hrs/mth; 40hrs during trading 4.08/10/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name 15 Wealth Partners/15 Wealth Advisors/15 Wealth/Gradepoint Financial LLC; Investment Related; at Reported Business Location(s); Start Date 04/27/2026; 10hrs/mth; 10hrs during trading 5.08/10/2026; Advantage Insurance Network(AIN), Back 9, Capitas, Signal Advisors, Gradepoint Insurance DBA-15 Insurance Group; Property and Casualty; Investment Related; at Reported Business Location(s); Start Date 04/27/2026; 10hrs/mth; 10hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-25 |
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