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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-10-11
  • MN RA
    APPROVED
    Since 2023-10-11

Branch Locations

1650 W 82Nd Street Suite 125, Bloomington, MN 55431 • United States

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Focus Financial Minneapolis MN 05/2023 Present
Osaic Wealth, Inc. Minneapolis MN 06/2023 Present
Clifton Larson Allen Minneapolis MN 03/2019 04/2023
Unemployed Bloomington MN 04/2023 05/2023
St Thomas St Paul MN 09/2014 09/2018
Pwc Minneapolis MN 09/2018 12/2018
Unemployed Bloomington MN 12/2018 03/2019
  • 05/2023 → Present
    Minneapolis, MN
  • 06/2023 → Present
    Osaic Wealth, Inc.
    Minneapolis, MN
  • 03/2019 → 04/2023
    Clifton Larson Allen
    Minneapolis, MN
  • 04/2023 → 05/2023
    Unemployed
    Bloomington, MN
  • 09/2014 → 09/2018
    St Thomas
    St Paul, MN
  • 09/2018 → 12/2018
    Pwc
    Minneapolis, MN
  • 12/2018 → 03/2019
    Unemployed
    Bloomington, MN
Other Businesses

1. FOCUS FINANCIAL NETWORK INC POSITION: Registered Assistant NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/14/2023 ADDRESS: 1000 Shelard Pkwy, Suite 300, Minneapolis MN 55426, United States DESCRIPTION: Assist in client prep for meetings, sit in client meetings 2. CHARLES HYNES POSITION: Insurance License NATURE: Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/30/2023 ADDRESS: 1000 Shelard Pkwy, Suite 300, Minneapolis MN 55426, United States DESCRIPTION: I have my insurance license; however, I'm not currently appointed with any insurance companies 3. CHARLES HYNES POSITION: Insurance License NATURE: Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/30/2023 ADDRESS: 1650 W 82nd Street, Suite 125, Bloomington MN 55431, United States DESCRIPTION: I have my insurance license; however, I'm not currently appointed with any insurance companies FOCUS FINANCIAL NETWORK INC POSITION: Associate Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/14/2023 ADDRESS: 1650 W 82nd street, Suite 125, Bloomington MN 55431, United States DESCRIPTION: Assist in client prep / advise clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-06
  • S66 Uniform Combined State Law Examination
    2023-10-06
Other Names
  • Charles D Hynes

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