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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-10-11 |
Branch Locations
1650 W 82Nd Street Suite 125, Bloomington, MN 55431 • United States
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Focus Financial | Minneapolis | MN | 05/2023 | Present |
| Osaic Wealth, Inc. | Minneapolis | MN | 06/2023 | Present |
| Clifton Larson Allen | Minneapolis | MN | 03/2019 | 04/2023 |
| Unemployed | Bloomington | MN | 04/2023 | 05/2023 |
| St Thomas | St Paul | MN | 09/2014 | 09/2018 |
| Pwc | Minneapolis | MN | 09/2018 | 12/2018 |
| Unemployed | Bloomington | MN | 12/2018 | 03/2019 |
1. FOCUS FINANCIAL NETWORK INC POSITION: Registered Assistant NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/14/2023 ADDRESS: 1000 Shelard Pkwy, Suite 300, Minneapolis MN 55426, United States DESCRIPTION: Assist in client prep for meetings, sit in client meetings 2. CHARLES HYNES POSITION: Insurance License NATURE: Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/30/2023 ADDRESS: 1000 Shelard Pkwy, Suite 300, Minneapolis MN 55426, United States DESCRIPTION: I have my insurance license; however, I'm not currently appointed with any insurance companies 3. CHARLES HYNES POSITION: Insurance License NATURE: Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/30/2023 ADDRESS: 1650 W 82nd Street, Suite 125, Bloomington MN 55431, United States DESCRIPTION: I have my insurance license; however, I'm not currently appointed with any insurance companies FOCUS FINANCIAL NETWORK INC POSITION: Associate Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/14/2023 ADDRESS: 1650 W 82nd street, Suite 125, Bloomington MN 55431, United States DESCRIPTION: Assist in client prep / advise clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-06 |
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