Adam Harris

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → 01/2020
  Fidelity Brokerage Services Llc
  Westlake, TX
• 08/2015 → 05/2018
  High Expectations Hospitality
  Dallas, TX
• 05/2018 → 12/2018
  Unemployed
  Dallas, TX
• 12/2020 → 07/2022
  Robinhood Financial, Llc
  Southlake, TX
• 01/2020 → 12/2020
  Unemployed
  Fort Worth, TX
• 06/2022 → 07/2022
  Robinhood Markets, Inc
  Southlake, TX
• 07/2022 → 10/2023
  Unemployed
  Fort Worth, TX
• 10/2023 → 08/2024
  Baird
  Fort Worth, TX
• 08/2024 → 07/2025
  Unemployed
  Fort Worth, TX
• 07/2025 → Present
  Northwestern Mutual
  Fort Worth, TX

Previous Registrations

• 2024-05-12 → 2024-08-28
  Robert W. Baird & Co. Incorporated
  Fort Worth, TX

Exams

• S66 Uniform Combined State Law Examination
  2024-05-10
• S63 Uniform Securities Agent State Law Examination
  2019-03-08

Other Names

• Adam Christopher Harris
• Adam Harris