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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-12-19 |
| MO | RA | APPROVED | 2024-02-20 |
| MI | RA | APPROVED | 2019-08-06 |
| MN | RA | APPROVED | 2018-07-19 |
| TX | RA | APPROVED_RES | 2018-07-03 |
| WI | RA | APPROVED | 2011-10-11 |
Branch Locations
8800 N Gainey Center Dr. Ste 150, Scottsdale, AZ 85258 • United States
7924 Hwy 7, St Louis Park, MN 55426 • United States
4708 E. Towne Blvd, Madison, WI 53704 • United States
5601 Wilson Ave. Sw, Wyoming, MI 49418 • United States
25 W. Main Street, Ste 200, Madison, WI 53703 • United States
222 6Th Ave, Madison, MN 56256 • United States
630 N 12Th Street, Montevideo, MN 56265 • United States
101 N. 2Nd Street, Mankato, MN 56001 • United States
One Main St, Evansville, IN 47708 • United States
111 2Nd Street S. Suite 100, Mankato, MN 56001 • United States
Beaver Dam, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Old National Bank (Formerly: Anchor Bank) | Eau Claire | WI | 05/2005 | Present |
| Lpl Financial, Llc | Eau Claire | WI | 10/2011 | Present |
1. 11/08/2023 - O.N. INVESTMENT STRATEGIES TEAM - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/20/2018 - 160 Hours Per Month/120 Hours During Securities Trading. 2. 11/08/2023 - Old National Investment Strategies Team - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/17/2018 - 160 Hours Per Month/120 Hours During Securities Trading. 3. 11/08/2023 - Old National Bank - Financial Institution Duty - Wealth Advisor and AVP - Investment Related - At Reported Business Location(s) - Start Date 10/20/2023 - 1 Hour Per Month/ During Securities Trading. 4. 04/01/2025- Old National Bank- Old National Wealth Advisors- DBA for LPL Business (entity for LPL business)- Inv Related- At Reported Business Location(s)- Start date 4/1/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-10 |
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