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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-19
MO RA APPROVED 2024-02-20
MI RA APPROVED 2019-08-06
MN RA APPROVED 2018-07-19
TX RA APPROVED_RES 2018-07-03
WI RA APPROVED 2011-10-11
  • AZ RA
    APPROVED
    Since 2025-12-19
  • MO RA
    APPROVED
    Since 2024-02-20
  • MI RA
    APPROVED
    Since 2019-08-06
  • MN RA
    APPROVED
    Since 2018-07-19
  • TX RA
    APPROVED_RES
    Since 2018-07-03
  • WI RA
    APPROVED
    Since 2011-10-11

Branch Locations

8800 N Gainey Center Dr. Ste 150, Scottsdale, AZ 85258 • United States

7924 Hwy 7, St Louis Park, MN 55426 • United States

4708 E. Towne Blvd, Madison, WI 53704 • United States

5601 Wilson Ave. Sw, Wyoming, MI 49418 • United States

25 W. Main Street, Ste 200, Madison, WI 53703 • United States

222 6Th Ave, Madison, MN 56256 • United States

630 N 12Th Street, Montevideo, MN 56265 • United States

101 N. 2Nd Street, Mankato, MN 56001 • United States

One Main St, Evansville, IN 47708 • United States

111 2Nd Street S. Suite 100, Mankato, MN 56001 • United States

Beaver Dam, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Old National Bank (Formerly: Anchor Bank) Eau Claire WI 05/2005 Present
Lpl Financial, Llc Eau Claire WI 10/2011 Present
  • 05/2005 → Present
    Old National Bank (Formerly: Anchor Bank)
    Eau Claire, WI
  • 10/2011 → Present
    Eau Claire, WI
Previous Registrations
  • 2005-11-10 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Waunakee, WI
    Deforest, WI
    Sun Prairie, WI
    Madison, WI
    Charlotte, NC
    Madison, WI
Other Businesses

1. 11/08/2023 - O.N. INVESTMENT STRATEGIES TEAM - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/20/2018 - 160 Hours Per Month/120 Hours During Securities Trading. 2. 11/08/2023 - Old National Investment Strategies Team - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/17/2018 - 160 Hours Per Month/120 Hours During Securities Trading. 3. 11/08/2023 - Old National Bank - Financial Institution Duty - Wealth Advisor and AVP - Investment Related - At Reported Business Location(s) - Start Date 10/20/2023 - 1 Hour Per Month/ During Securities Trading. 4. 04/01/2025- Old National Bank- Old National Wealth Advisors- DBA for LPL Business (entity for LPL business)- Inv Related- At Reported Business Location(s)- Start date 4/1/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-15
S63 Uniform Securities Agent State Law Examination 2005-11-10
  • S66 Uniform Combined State Law Examination
    2009-04-15
  • S63 Uniform Securities Agent State Law Examination
    2005-11-10
Other Names
  • Ann Marie Larson
  • Ann M Selje
  • Ann M Schomber

View on SEC IAPD

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