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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-12 |
| AR | RA | APPROVED | 2022-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Little Rock | AR | 06/2018 | 09/2022 |
| Mml Investors Services | Little Rock | AR | 01/2019 | 09/2022 |
| Harding University | Searcy | AR | 08/2014 | 05/2018 |
| Ameriprise Financial Services, Llc | Little Rock | AR | 09/2022 | Present |
Independent Insurance Brokering; Mass Mutual; 09/21/2022; Disability Income. Board of Directors; Rotaract; Social/Service Chair; 1560 Sherman Ave, , Evanston, IL, 60201; Not Investment-Related; 10/17/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Create Little Rock; At-Large Board Member; 1 Chamber Plaza, , Little Rock, AR, 72201; Not Investment-Related; 01/03/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Fuse Co-Working Inc; At-Large Board Member; 1111 W 7th St, , Little Rock, AR, 72201; Not Investment-Related; 09/18/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-13 |
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