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100 First Stamford Place, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-06-13 |
Branch Locations
100 First Stamford Place, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| O'SHaughnessy Asset Managment, Llc | Stamford | CT | 12/2018 | Present |
| Fife Flyers | Kirkcaldy, Fife, Scotland | 08/2017 | 05/2018 | |
| Echl/Ahl | Princeton, Nj & Springfield | MA | 08/2014 | 07/2017 |
| Unemployed | Ithaca | NY | 06/2018 | 11/2018 |
REGISTRANT IS CO-FOUNDER AND 6.7% SHAREHOLDER OF IN-GAME TECHNOLOGIES INC. DBA RAPID REPLAY. THIS BUSINESS IS NOT INVESTMENT RELATED, NOR DOES THE REGISTRANT DEVOTE ANY HOURS TO THE BUSINESS DURING NORMAL SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-13 |
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