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Katherine Carmichael Doherty

Truist Advisory Services, Inc.

Charlotte, NC

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-02
NC RA APPROVED 2019-08-05
  • TX RA
    APPROVED_RES
    Since 2025-07-02
  • NC RA
    APPROVED
    Since 2019-08-05

Branch Locations

4777 Sharon Rd Fl 2, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investmnet Services, Inc Atlanta GA 12/2018 Present
Wells Fargo Charlotte NC 03/2008 11/2018
Suntrust Advisory Services, Inc Atlanta GA 03/2019 Present
  • 12/2018 → Present
    Suntrust Investmnet Services, Inc
    Atlanta, GA
  • 03/2008 → 11/2018
    Wells Fargo
    Charlotte, NC
  • 03/2019 → Present
    Suntrust Advisory Services, Inc
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-25
  • S66 Uniform Combined State Law Examination
    2019-02-25

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