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Elizabeth Nicole Brennan

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

CRD 7053791

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-10
SC RA APPROVED 2023-03-10
  • NC RA
    APPROVED
    Since 2023-03-10
  • SC RA
    APPROVED
    Since 2023-03-10

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fort Mill SC 12/2018 Present
Accsc Arlington VA 05/2014 12/2018
  • 12/2018 → Present
    Lpl Financial
    Fort Mill, SC
  • 05/2014 → 12/2018
    Accsc
    Arlington, VA
Other Businesses

1)08/02/2022 -No Business Name-Not Investment Related- Home Based - EBay/Poshmark - eBay / Poshmark user - Start Date- 01/01/2020- 15 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-08
  • S66 Uniform Combined State Law Examination
    2023-03-08
Other Names
  • Liz Brennan
  • Lizzy Brennan

View on SEC IAPD

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