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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-07-12
MI RA APPROVED 2010-09-20
  • TX RA
    APPROVED_RES
    Since 2017-07-12
  • MI RA
    APPROVED
    Since 2010-09-20

Branch Locations

1380 Haslett Rd Ste 12, Haslett, MI 48840 • United States

31555 W 14 Mile Rd Ste 300, Farmington Hills, MI 48334-1288 • United States

Haslett, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Okemos MI 04/2005 03/2020
Ameriprise Financial Services, Llc Haslett MI 03/2020 Present
Other Businesses

Independent Insurance Brokering; BCBC; 02/08/2007; / Minnesota Life; 09/01/2017; . Outside Employment; Focus Forward; answering questons. -; Focus group; I do not know. This is web and email based., ,; Investment-Related; 08/11/2014; 10 to 19 hours per month; 0 during trading hours / Gerson Lehrman Group; Consultant -; The GLG Councils are groups of professionals and consultants in various industries and specialties who educate and share insights with financial and business leaders and other organizations and professionals (Clients). GLG provides opportunities for Council MembersSM to participate in different types of projects (Projects), such as telephone consultations and online surveys.; 60 East 42nd Street 3rd Floor New York, NY 10165, ,; Investment-Related; 12/18/2017; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-03
  • S66 Uniform Combined State Law Examination
    2010-08-03

View on SEC IAPD

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