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Talhon Ford Campbell

LPl Financial LLC

Maricopa, AZ

Brookfield, WI

CRD 7053458

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-11
AZ RA APPROVED 2023-07-19
CA RA APPROVED 2023-07-19
WA RA APPROVED 2023-07-19
  • TX RA
    APPROVED_RES
    Since 2023-08-11
  • AZ RA
    APPROVED
    Since 2023-07-19
  • CA RA
    APPROVED
    Since 2023-07-19
  • WA RA
    APPROVED
    Since 2023-07-19

Branch Locations

Maricopa, AZ • United States

395 N Executive Dr, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2018 09/2019
Progrexion Teleservices Phoenix AZ 12/2016 12/2018
Dk Buell Exterminating Surprise AZ 10/2013 12/2016
Western Southern Life Gilbert AZ 10/2019 04/2022
W&S Brokerage Services Cincinnati OH 11/2019 04/2022
Bancwest Investment Services Tempe AZ 04/2022 Present
Lpl Financial Llc Tempe AZ 07/2023 Present
  • 12/2018 → 09/2019
    St Louis, MO
  • 12/2016 → 12/2018
    Progrexion Teleservices
    Phoenix, AZ
  • 10/2013 → 12/2016
    Dk Buell Exterminating
    Surprise, AZ
  • 10/2019 → 04/2022
    Western Southern Life
    Gilbert, AZ
  • 11/2019 → 04/2022
    W&S Brokerage Services
    Cincinnati, OH
  • 04/2022 → Present
    Bancwest Investment Services
    Tempe, AZ
  • 07/2023 → Present
    Tempe, AZ
Previous Registrations
  • 2022-05-13 → 2023-07-19
    Bancwest Investment Services, Inc.
    Tempe, AZ
    Omaha, NE
  • 2019-12-04 → 2022-04-29
    Gilbert, AZ
  • 2019-03-06 → 2019-09-14
    Glendale, AZ
    St Louis, MO
    Glendale, AZ
    Sun City West, AZ
Other Businesses

1) 05/01/2023 - BMO Investment Services - Investment Related - At Reported Business Locations - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-04
  • S66 Uniform Combined State Law Examination
    2019-03-04
Other Names
  • Talhon Ford Campbell
  • Talon Ford Campbell

View on SEC IAPD

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