Jess Cole Law

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-05

TX RA
APPROVED

Since 2026-06-05

Branch Locations

Maud, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Maud	TX	06/2026	Present
Edward Jones	St Louis	MO	12/2018	06/2026
Wateroak Aviation	Texarkana	AR	04/2009	12/2018

06/2026 → Present

Lpl Financial

Maud, TX
12/2018 → 06/2026

Edward Jones

St Louis, MO
04/2009 → 12/2018

Wateroak Aviation

Texarkana, AR

Previous Registrations

2019-03-05 → 2026-06-08

Edward Jones

Hope, AR

St Louis, MO

Nashville, AR

Nashville, AR

Texarkana, TX

Other Businesses

1. 05/2026 - Good News Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/5/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-04

S66 Uniform Combined State Law Examination

2019-03-04

Other Names

Jess Cole Law

View on SEC IAPD