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Samuel David Chaplin

Penobscot Financial Advisors

Portland, ME

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Current Employers
Penobscot Financial Advisors

One Monument Square Suite 501, Portland, ME 04101 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2019-02-01
  • ME RA
    APPROVED
    Since 2019-02-01

Branch Locations

One Monument Square Suite 501, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penobscot Financial Advisors Portland ME 05/2018 Present
Unemployed Portland ME 12/2017 05/2018
Stone Coast Fund Services Portland ME 07/2015 12/2017
  • 05/2018 → Present
    Penobscot Financial Advisors
    Portland, ME
  • 12/2017 → 05/2018
    Unemployed
    Portland, ME
  • 07/2015 → 12/2017
    Stone Coast Fund Services
    Portland, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-18
  • S65 Uniform Investment Adviser Law Examination
    2019-01-18
Other Names
  • Sam David Chaplin

View on SEC IAPD

Other Firms

PORTLAND FINANCIAL PLANNING GROUP
J.P. MORGAN SECURITIES LLC
GREAT DIAMOND PARTNERS, LLC
HARBOR INVESTMENT ADVISORS
BIGELOW INVESTMENT ADVISORS, LLC
MASCOMA WEALTH MANAGEMENT
MAINE SECURITIES CORPORATION
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

BRIAN LUTHER DIETZ
William Emmet
JOHN MARSHALL PIPER
HELEN ELIZABETH ANDREOLI
WYATT ANDREOLI
STEPHEN DANIEL POULOS
JOSEPH WILLIAM POWERS
LISA SUSAN DEMERS

Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

More in Portland, ME

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