Kevin Lacaj

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 12/2021
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 08/2021 → 12/2021
  J.P. Morgan Securities Llc
  New York, NY
• 08/2019 → 08/2020
  L & G Capital
  New York, NY
• 06/2016 → 06/2018
  The Nicotra Group
  Staten Island, NY
• 09/2020 → 01/2021
  Unemployed
  Staten Island, NY
• 12/2018 → 07/2019
  Worden Capital Management Llc
  Garden City, NY
• 06/2018 → 07/2019
  Worden Capital Management Llc
  Garden City, NY
• 01/2021 → 07/2021
  Unemployed
  New York, NY
• 01/2024 → Present
  Hsbc Securities (Usa) Inc.
  Scarsdale, NY
• 12/2023 → Present
  Hsbc Bank Usa National Association
  Scarsdale, NY
• 03/2022 → 12/2023
  Lacaj Holding Inc
  Staten Island, NY

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

• S66 Uniform Combined State Law Examination
  2025-09-29
• S63 Uniform Securities Agent State Law Examination
  2024-03-01