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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-10
  • FL RA
    APPROVED
    Since 2023-04-10

Branch Locations

4853 Town Center Parkway, Jacksonville, FL 32246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Jacksonville FL 06/2016 12/2018
Fidelity Brokerage Services Llc Jacksonville FL 12/2018 04/2021
Florida State College At Jacksonville Jacksonville FL 10/2015 04/2021
Charles Schwab & Co., Inc. Jacksonville FL 04/2021 Present
Charles Schwab Bank, Ssb Jacksonville FL 04/2021 Present
  • 06/2016 → 12/2018
    Wells Fargo
    Jacksonville, FL
  • 12/2018 → 04/2021
    Fidelity Brokerage Services Llc
    Jacksonville, FL
  • 10/2015 → 04/2021
    Florida State College At Jacksonville
    Jacksonville, FL
  • 04/2021 → Present
    Jacksonville, FL
  • 04/2021 → Present
    Charles Schwab Bank, Ssb
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-07
S63 Uniform Securities Agent State Law Examination 2019-03-08
  • S66 Uniform Combined State Law Examination
    2023-04-07
  • S63 Uniform Securities Agent State Law Examination
    2019-03-08
Other Names
  • Chase Alford Michael
  • Eric Chase Schott
  • Chase Michael
  • Michael A. Chase

View on SEC IAPD

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