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Nicholas Zane Klena

Fisher Investments

Plano, TX

Tampa, FL

CRD 7053098

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-28
FL RA APPROVED 2020-08-03
  • TX RA
    APPROVED_RES
    Since 2023-09-28
  • FL RA
    APPROVED
    Since 2020-08-03

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Boulevard, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Camas WA 10/2018 Present
University Of Utah Salt Lake City UT 01/2018 05/2018
Titto And Jacobs Hong Kong 10/2017 12/2017
Invest Uk Longdon 06/2017 09/2017
University Of Utah Salt Lake City UT 08/2013 05/2017
Unemployed Salt Lake City UT 05/2018 10/2018
  • 10/2018 → Present
    Fisher Investments
    Camas, WA
  • 01/2018 → 05/2018
    University Of Utah
    Salt Lake City, UT
  • 10/2017 → 12/2017
    Titto And Jacobs
    Hong Kong
  • 06/2017 → 09/2017
    Invest Uk
    Longdon
  • 08/2013 → 05/2017
    University Of Utah
    Salt Lake City, UT
  • 05/2018 → 10/2018
    Unemployed
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-24
  • S65 Uniform Investment Adviser Law Examination
    2019-01-24
Other Names
  • Nicolas Klena
  • Nic Klena
  • Nick Klena

View on SEC IAPD

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