Cory Sprott Cox

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 09/2016
  Southern Arizona Family Services
  Tucson, AZ
• 09/2016 → 02/2019
  Cope Community Services, Inc.
  Tucson, AZ
• 01/2019 → 11/2019
  Thrivent Investment Management Inc
  Tucson, AZ
• 02/2019 → 06/2019
  Thrivent Financial
  Appleton, WI
• 06/2019 → 11/2019
  Thrivent Financial
  Appleton, WI
• 11/2019 → 05/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tucson, AZ
• 01/2020 → 05/2021
  Bank Of America N.A.
  Tucson, AZ
• 06/2021 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO

Previous Registrations

• 2020-01-14 → 2021-05-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tucson, AZ
  New York, NY
• 2019-04-03 → 2019-11-15
  Thrivent Investment Management Inc.
  Scottsdale, AZ
  Tucson, AZ

Other Businesses

1] I*128596.For profit or not for profit: For-Profit Organization; Name of outside business organization: Dirty T Real Estate Investment related: N; Address of business: Tucson, Arizona 85712; Nature of business: LLC; Position, title, association: Owner, Start date of relationship: 9/1/2018; Number of hours devoted: 5 hour(s) Monthly; Number of hours devoted during trading hours: 5; Duties: I rent out rooms in my home using Airbnb. 2] Tucson Fitness & Lifestyle Coaching; Co-owner with spouse. Social media and networking marketing. 3] Olive & Ivory / Owner. Event Planning, Design & Production for weddings in the Tucson area.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-30

Other Names

• Cory Jeannette Sprott
• Cory Sprott