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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-06-14 |
Branch Locations
265 Church Street Suite 401, New Haven, CT 06510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Darien | CT | 05/2018 | 09/2022 |
| Mina Sedrak | Westport | CT | 01/2018 | 04/2018 |
| Hsbc | Abu Dhabi | 07/2008 | 12/2017 | |
| J.P. Morgan Securities Llc | Westport | CT | 10/2022 | 05/2024 |
| Jpmorgan Chase Bank, N.A. | Westport | CT | 10/2022 | 05/2024 |
| Wells Fargo Clearing Services, Llc | Darien | CT | 12/2018 | 09/2022 |
| Raymond James & Associates Inc. | New Haven | CT | 06/2024 | Present |
(1)Name of Business: Elevate Address: 1 MetLife Stadium Drive, East Rutherford, NJ, 07073, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 06/13/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fan activation, will organize fans during FIFA world cup games in MetLife Stadium (2)Name of Business: Market Force Information Address: Different addresses , Various , CT, 06880, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 03/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Performs Mystery shopping to evaluate services of various businesses. \n
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-11 |
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