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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Alpine | CA | 09/2014 | 09/2022 |
| Wells Fargo Clearing Services Llc | Alpine | CA | 12/2018 | 09/2022 |
| U.S. Bancorp Investments, Inc. | Los Alamitos | CA | 09/2022 | 02/2026 |
| U.S. Bank | Los Alamitos | CA | 09/2022 | Present |
| U.S. Bancorp Advisors, Llc | Los Alamitos | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-28 |
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