Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-22 |
Branch Locations
500 Newport Ctr Dr, Newport Beach, CA 92660 • United States
160 E Yorba Linda Blvd, Placentia, CA 92870 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Duarte | CA | 05/2006 | 01/2022 |
| Wells Fargo Bank Na | Glendora | CA | 01/2022 | 08/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Placentia | CA | 07/2026 | Present |
| Wells Fargo Bank Na | Chino Hills | CA | 04/2025 | 07/2026 |
| Wells Fargo Bank Na | Covina | CA | 04/2024 | 04/2025 |
| Wells Fargo Bank Na | Glendora | CA | 08/2023 | 04/2024 |
| Bank Of America, N.A. | Placentia | CA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-19 |
Reach out to this advisor