Paul West Wallin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → 06/2021
  Edward Jones
  St Louis, MO
• 08/2016 → 06/2017
  Young Life Youth Ministries
  San Antonio, TX
• 08/2016 → 02/2018
  West Wallin
  San Antonio, TX
• 03/2018 → 12/2018
  Pottery Barn (William Sonoma)
  San Antonio, TX
• 06/2021 → Present
  Sigma Financial
  Ann Arbor, MI
• 05/2023 → Present
  Lpl Financial Llc
  San Antonio, TX

Previous Registrations

• 2021-06-22 → 2023-05-16
  Spc
  San Antonio, TX
  Ann Arbor, MI
• 2019-03-07 → 2021-06-22
  Edward Jones
  San Antonio, TX
  St Louis, MO
  Maryland Heights, MO
  San Antonio, TX

Other Businesses

1. 07/11/2023 - Client Centric Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/21/2021 2. 07/21/2023 - Alamo Macro - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/24/2023 - 8 Hours Per Month/ 0 Hours During Trading 3. 12/04/2023 - Snug Estate Planning Software - Other - Estate Planning Software - Investment Related - At Reported Business Location(s) - Start Date 10/02/2023 - 2 Hours Per Month/ 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  2019-03-05

Other Names

• Paul West Wallin