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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-20 |
| NC | RA | APPROVED | 2019-07-15 |
Branch Locations
55 E Main St, Franklin, NC 28734 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Franklin | NC | 05/2014 | Present |
| Wells Fargo Clearing Services, Llc | Franklin | NC | 12/2018 | Present |
DISC JOCKEY, INV RELATED, TOPTON, NC, 100% OWNERSHIP, START DATE: 5/15/24, 6 HRS PER MONTH, 0 HRS DURING TRADING, MUSIC ENTERTAINMENT. TBD WEDDING DJ LLC; INV RELATED; TOPTON, NC; 100% OWNERSHIP; START DATE 10/1/2023; 6 HOURS PER MONTH; 0 DURING TRADING; DJ & ANNOUNCER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-13 |
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