Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-20
NC RA APPROVED 2019-07-15
  • TX RA
    APPROVED_RES
    Since 2026-08-20
  • NC RA
    APPROVED
    Since 2019-07-15

Branch Locations

55 E Main St, Franklin, NC 28734 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Franklin NC 05/2014 Present
Wells Fargo Clearing Services, Llc Franklin NC 12/2018 Present
Other Businesses

DISC JOCKEY, INV RELATED, TOPTON, NC, 100% OWNERSHIP, START DATE: 5/15/24, 6 HRS PER MONTH, 0 HRS DURING TRADING, MUSIC ENTERTAINMENT. TBD WEDDING DJ LLC; INV RELATED; TOPTON, NC; 100% OWNERSHIP; START DATE 10/1/2023; 6 HOURS PER MONTH; 0 DURING TRADING; DJ & ANNOUNCER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-10
S63 Uniform Securities Agent State Law Examination 2019-05-13
  • S65 Uniform Investment Adviser Law Examination
    2019-07-10
  • S63 Uniform Securities Agent State Law Examination
    2019-05-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Franklin, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor