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Christopher Raymond Klein

Liberty One Wealth Advisors

Philadelphia, PA

CRD 7052625

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Employer firm

Liberty One Wealth Advisors CRD 315675

$178M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Liberty One Wealth Advisors

2001 Market St. Suite 2500, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-02-18
  • PA RA
    APPROVED
    Since 2022-02-18

Branch Locations

2001 Market St. Suite 2500, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 12/2018 02/2022
Jpmorgan Chase Wilmington DE 08/2016 11/2018
Liberty One Wealth Advisors Philadelphia PA 02/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-12
  • S66 Uniform Combined State Law Examination
    2019-03-12
Designations
  • Certified Financial Planner
Other Names
  • Chris Klein
  • Christopher Klein

View on SEC IAPD

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