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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-14 |
| TX | RA | APPROVED_RES | 2021-09-14 |
Branch Locations
4200 W Cypress Street Suite 700, Tampa, FL 33607 • United States
Lithia, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hickory | NC | 12/2018 | 06/2020 |
| Wells Fargo Bank, N.A. | Lenoir | NC | 09/2017 | 12/2018 |
| Unemployed | West Palm Beach | FL | 02/2016 | 09/2017 |
| Bank Of America, N.A. | Hickory | NC | 01/2019 | 06/2020 |
| Park Avenue Securities | Tampa | FL | 09/2020 | Present |
| Guardian Life Insurance Company | Tampa | FL | 09/2020 | Present |
| Guardian Life Insurance Company | Lithia | FL | 06/2024 | Present |
| Park Avenue Securities | Lithia | FL | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-28 |
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