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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Hayward | CA | 06/2024 | Present |
| Royal Ambulance | San Leandro | CA | 01/2022 | 06/2024 |
| Chabot College | Hayward | CA | 01/2020 | 12/2021 |
| Lpl Financial Llc | Hayward | CA | 11/2018 | 12/2020 |
| San Francisco State University | San Francisco | CA | 01/2018 | 12/2019 |
| Shasta College | Redding | CA | 01/2014 | 06/2017 |
| Chipotle | Castro Valley | CA | 07/2017 | 08/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-12 |
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