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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-30
CT RA APPROVED 2026-06-26
NY RA APPROVED 2026-06-26
TX RA APPROVED 2026-06-26
  • NJ RA
    APPROVED
    Since 2026-06-30
  • CT RA
    APPROVED
    Since 2026-06-26
  • NY RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

205 W Main St, Avon, CT 06001 • United States

292 Pequot Avenue, Southport, CT 06890 • United States

1824 E Main St, Torrington, CT 06790 • United States

205 W Main St, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Avon IN 06/2026 Present
Jpmorgan Chase Bank, N.A. Avon IN 06/2026 Present
St. Roch Roman Catholic Church Corporation Greenwich CT 03/2025 Present
M&T Bank Fairfield CT 02/2025 06/2026
Church Of Our Lady Of Mt. Carmel Waterbury CT 06/2024 03/2025
Jpmorgan Chase Bank, N.A. Hartford CT 08/2024 02/2025
J.P. Morgan Securities Llc Hartford CT 08/2024 02/2025
Bank Of America/Merrill Lynch Stamford CT 05/2022 08/2024
St Mary's Parish Norwalk CT 02/2018 04/2023
Sts Cyril & Methodius Oratory Bridgeport CT 09/2018 09/2022
New York Life White Plains NY 01/2019 04/2022
Church Of St Agnes New York NY 09/2016 02/2018
  • 06/2026 → Present
    Avon, IN
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Avon, IN
  • 03/2025 → Present
    St. Roch Roman Catholic Church Corporation
    Greenwich, CT
  • 02/2025 → 06/2026
    M&T Bank
    Fairfield, CT
  • 06/2024 → 03/2025
    Church Of Our Lady Of Mt. Carmel
    Waterbury, CT
  • 08/2024 → 02/2025
    Jpmorgan Chase Bank, N.A.
    Hartford, CT
  • 08/2024 → 02/2025
    Hartford, CT
  • 05/2022 → 08/2024
    Bank Of America/Merrill Lynch
    Stamford, CT
  • 02/2018 → 04/2023
    St Mary's Parish
    Norwalk, CT
  • 09/2018 → 09/2022
    Sts Cyril & Methodius Oratory
    Bridgeport, CT
  • 01/2019 → 04/2022
    New York Life
    White Plains, NY
  • 09/2016 → 02/2018
    Church Of St Agnes
    New York, NY
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS:Church of St Roch IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,Greenwich,CT,06830,USA NATURE OF OTHER BUSINESS:Religious Music YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Independent contractor or employee of another company START DATE OF YOUR RELATIONSHIP:2025-03-01 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:5 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Provide organ and vocal music for religious services IS THIS A RESIDENTIAL ADDRESS?:Yes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-30
S63 Uniform Securities Agent State Law Examination 2020-09-14
  • S65 Uniform Investment Adviser Law Examination
    2022-04-30
  • S63 Uniform Securities Agent State Law Examination
    2020-09-14
Other Names
  • Heitor Caballero
  • Heitor A Caballero
  • Heitor Alejandro Caballero

View on SEC IAPD

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