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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-30 |
| CT | RA | APPROVED | 2026-06-26 |
| NY | RA | APPROVED | 2026-06-26 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
205 W Main St, Avon, CT 06001 • United States
292 Pequot Avenue, Southport, CT 06890 • United States
1824 E Main St, Torrington, CT 06790 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Avon | IN | 06/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Avon | IN | 06/2026 | Present |
| St. Roch Roman Catholic Church Corporation | Greenwich | CT | 03/2025 | Present |
| M&T Bank | Fairfield | CT | 02/2025 | 06/2026 |
| Church Of Our Lady Of Mt. Carmel | Waterbury | CT | 06/2024 | 03/2025 |
| Jpmorgan Chase Bank, N.A. | Hartford | CT | 08/2024 | 02/2025 |
| J.P. Morgan Securities Llc | Hartford | CT | 08/2024 | 02/2025 |
| Bank Of America/Merrill Lynch | Stamford | CT | 05/2022 | 08/2024 |
| St Mary's Parish | Norwalk | CT | 02/2018 | 04/2023 |
| Sts Cyril & Methodius Oratory | Bridgeport | CT | 09/2018 | 09/2022 |
| New York Life | White Plains | NY | 01/2019 | 04/2022 |
| Church Of St Agnes | New York | NY | 09/2016 | 02/2018 |
NAME OF OTHER BUSINESS:Church of St Roch IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,Greenwich,CT,06830,USA NATURE OF OTHER BUSINESS:Religious Music YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Independent contractor or employee of another company START DATE OF YOUR RELATIONSHIP:2025-03-01 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:5 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Provide organ and vocal music for religious services IS THIS A RESIDENTIAL ADDRESS?:Yes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-14 |
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