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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-20 |
| NY | RA | APPROVED | 2025-04-08 |
| TX | RA | APPROVED | 2025-04-08 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase Bank, N.A. | New York | NY | 11/2018 | 04/2025 |
| J.P. Morgan Securities, Llc | New York | NY | 11/2018 | 04/2025 |
| Lego Corporate Finance Limited | Hong Kong | 08/2017 | 06/2018 | |
| Hang Seng Bank Limited | Hong Kong | 09/2016 | 08/2017 | |
| Unemployed | Ashburn | VA | 07/2018 | 10/2018 |
| Morgan Stanley Smith Barney Llc | New York | NY | 04/2025 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-06 |
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