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Charlotte S Parnell

Goldman Sachs Wealth Services, L.P.

Newport Beach, CA

CRD 7051861

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-12
CA RA APPROVED 2019-11-01
  • TX RA
    APPROVED_RES
    Since 2022-05-12
  • CA RA
    APPROVED
    Since 2019-11-01

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Irvine CA 11/2018 01/2021
Nickel Designs Costa Mesa CA 06/2017 10/2018
Unemployed Irvine CA 08/2016 06/2017
Goldman Sachs & Co New York NY 01/2021 Present
  • 11/2018 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Irvine, CA
  • 06/2017 → 10/2018
    Nickel Designs
    Costa Mesa, CA
  • 08/2016 → 06/2017
    Unemployed
    Irvine, CA
  • 01/2021 → Present
    Goldman Sachs & Co
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-28
  • S66 Uniform Combined State Law Examination
    2019-10-28

View on SEC IAPD

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