Susan H Marks

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → 09/2020
  Stifel, Nicolaus Inc.
  Chicago, IL
• 01/2018 → 10/2018
  Imperial Group Llc
  Chicago, IL
• 02/2017 → 11/2017
  Meadowbrook Leasing, Llc
  Deerfield, IL
• 02/2016 → 02/2017
  Alliance Disaster Kleenup
  Wheeling, IL
• 09/2020 → Present
  Jp Morgan Chase Bank, N.A.
  Vernon Hills, IL
• 09/2020 → Present
  Jp Morgan Securities, Llc
  Vernon Hills, IL
• 12/2017 → 12/2017
  Unemployed
  Deerfield, IL
• 11/2018 → 11/2018
  Unemployed
  Deerfield, IL

Previous Registrations

• 2019-03-25 → 2020-09-28
  Stifel, Nicolaus & Company, Incorporated
  Lake Forest, IL
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2019-03-22

Other Names

• Susan Hope Rosen
• Sue Marks