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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Florham Park | NJ | 11/2011 | 04/2023 |
| Lincoln Investment | Fort Washington | PA | 04/2023 | 11/2025 |
| Massmutual | Springfield | MA | 11/2025 | Present |
| Mml Investors Services, Llc | Florham Park | NJ | 11/2025 | Present |
1) NAME: The Arena, Inc. INV REL: N ADD: 91 Fulton St, Boonton NJ 07055 NATURE: Indoor Sports Training Facility POSITION: Chief Operations Officer, 26% Owner START DATE: 02/01/2022 NO. HR/MO: 8-10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I am 26% owner handle bill paying. We pay employees that are on site. All time is after hours at facility. 2) NAME: Borough Council Member INV REL: N ADD: 111 Ridgedale Ave, Florham Park NJ 07932 NATURE: We handle town business through meetings and vote on towns agenda Current Liaison to Library Board, Gazebo, Sewer and Water POSITION: Elected Town Councilman, On Library of the Board of Trustee START DATE: 11/21/2021 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: We handle town business through meetings and vote on towns agenda Current Liaison to Library Board, Gazebo, Sewer and Water 3) NAME: Florham Park Volunteer Fire Department Company 2 INV REL: Y ADD: 49 Broadway Florham Park NJ 07932 NATURE: Volunteer Fire Fighter POSITION: Treasurer START DATE: 08/01/2016 NO. HR/MO: 9 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Reimburse members or association or company business bills and supplies. All reimbursement decisions made by the department not treasurer 4) NAME: Umpire Little League USABL INV REL: N ADD: Residential Address NATURE: Umpire Little League Baseball games on the weekends and some week nights POSITION: UMPIRE START DATE: 04/15/2025 NO. HR/MO: 6 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Baseball/Softball Littler League Umpire
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-24 |
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