Best Investors Account Sign in
Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-05-06
NY RA APPROVED 2026-05-06
  • MO RA
    APPROVED
    Since 2026-05-06
  • NY RA
    APPROVED
    Since 2026-05-06

Branch Locations

Kansas City, MO • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Century Investment Services, Inc. Kansas City MO 01/2019 07/2023
Bread And Butter Concepts, Llc. Kansas City MO 08/2018 12/2021
Rye Leawood Leawood KS 02/2017 07/2018
Hillstone Restaurant Group Kansas City MO 08/2016 01/2017
Pacer Financial, Inc. Malvern PA 07/2023 04/2026
Neuberger Berman Bd Llc New York NY 05/2026 Present
  • 01/2019 → 07/2023
    American Century Investment Services, Inc.
    Kansas City, MO
  • 08/2018 → 12/2021
    Bread And Butter Concepts, Llc.
    Kansas City, MO
  • 02/2017 → 07/2018
    Rye Leawood
    Leawood, KS
  • 08/2016 → 01/2017
    Hillstone Restaurant Group
    Kansas City, MO
  • 07/2023 → 04/2026
    Pacer Financial, Inc.
    Malvern, PA
  • 05/2026 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-27
S63 Uniform Securities Agent State Law Examination 2019-04-01
  • S65 Uniform Investment Adviser Law Examination
    2020-01-27
  • S63 Uniform Securities Agent State Law Examination
    2019-04-01
Designations
  • Chartered Financial Analyst
Other Names
  • Braden E Smith
  • Braden Elliott Smith
  • Braden E M Smith
  • Braden Smith
  • Braden Elliott Michael Smith

View on SEC IAPD

More in Kansas City, MO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor