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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Houston | TX | 12/2018 | 11/2023 |
| Marco Polo International Inc | Atlanta | GA | 07/2016 | 03/2018 |
| Marco Polo International Inc | Houston | TX | 03/2018 | 12/2018 |
| Agia | Houston | TX | 12/2022 | 11/2023 |
| Transamerica Investors Securities Corporation | Woodlands | TX | 12/2023 | Present |
| Transamerica Life Insurance Company | Woodlands | TX | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-03 |
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