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Daniel Charles Marsh

Charles Schwab & Co., Inc.

Morristown, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-02
NY RA APPROVED 2022-12-01
  • NJ RA
    APPROVED
    Since 2025-07-02
  • NY RA
    APPROVED
    Since 2022-12-01

Branch Locations

110 Morris Street Suite 102, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wagner College Staten Island NY 05/2013 12/2018
Bernard Herold Inc. Staten Island NY 09/2016 12/2016
Ubs Financial Services Inc. Weehawken NJ 12/2018 10/2022
Charles Schwab & Co., Inc. Morristown NJ 11/2022 Present
Charles Schwab Bank, Ssb Morristown NJ 11/2022 Present
Td Ameritrade Inc. New York City NY 05/2023 06/2024
  • 05/2013 → 12/2018
    Wagner College
    Staten Island, NY
  • 09/2016 → 12/2016
    Bernard Herold Inc.
    Staten Island, NY
  • 12/2018 → 10/2022
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 11/2022 → Present
    Charles Schwab & Co., Inc.
    Morristown, NJ
  • 11/2022 → Present
    Charles Schwab Bank, Ssb
    Morristown, NJ
  • 05/2023 → 06/2024
    Td Ameritrade Inc.
    New York City, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-04
  • S66 Uniform Combined State Law Examination
    2019-04-04
Other Names
  • Dan Marsh

View on SEC IAPD

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LPL FINANCIAL LLC · MORRISTOWN, NJ
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