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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-26 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
24 Waterway Avenue Suite 650, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Austin | TX | 10/2011 | 10/2018 |
| The Prudential Insurance Companyt Of America | Houston | TX | 05/2024 | Present |
| Pruco Securities Llc. | Houston | TX | 05/2024 | 11/2024 |
| Lpl Enterprise, Llc | The Woodlands | TX | 11/2024 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 10/2018 | 05/2024 |
1) 09/11/2024 - Omni Market Worldwide, LLC - Public speaker on fatherhood, motivational, personal development, team development, business, sales training, business, and consulting. Produce written materials, Audio/visual content related to the topic areas. This may include authoring books, workbooks, resource tools, and/or training videos - Speaker/ Seminar/ Workshops - Non Inv Related - At THE WOODLANDS, TX - Start Date 07/01/2021 - 40hrs/mth - 0hrs/mth During Trading 2) 09/11/2024 - Gentry Anderson - Serve in the church assisting with community events, church service (prayer), and teaching/training Christian principles - Non-profit volunteer (not on board) - Non Inv Related - At THE WOODLANDS, TX - Start Date 07/01/2021 - 40hrs/mth - 0hrs/mth During Trading 3) 09/05/2024 - Gentry L. Anderson, LLC DBA Gentry Anderson Ministries - Ordained minister perform weddings, funerals, christenings, writing content, and speak for Christian events - Non Inv Related - At THE WOODLANDS, TX - Start Date 08/08/1998 - 20hrs/mth - 0hrs/mth During Trading 4) 09/05/2024 - Enterprise Legacy Wealth Advisors, LLC - Full-Service DBA - Marketing and sales of financial services and planning services - DBA for LPL Business (entity for LPL business) - Inv Related - At THE WOODLANDS, TX - Start Date 06/17/2024 - 160hrs/mth - 120hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-06 |
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