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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-11-06 |
Branch Locations
771 Caledonia Dr, O'FAllon, MO 63368 • United States
17151 Chesterfield Airport Rd, Chesterfield, MO 63005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midwest Bankcentre | Saint Louis | MO | 12/2017 | 12/2018 |
| Pnc Bank | Saint Louis | MO | 06/2015 | 11/2017 |
| Prestige Promotions Group | Saint Louis | MO | 06/2016 | 04/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2019 | 08/2019 |
| Northwestern Mutual Investment Services Llc | Chesterfield | MO | 02/2019 | 08/2019 |
| U.S. Bank | Saint Charles | MO | 10/2019 | 09/2021 |
| U.S. Bancorp Investments, Inc. | Saint Charles | MO | 10/2019 | 09/2021 |
| Td Ameritrade | Saint Louis | MO | 11/2021 | 02/2022 |
| Wells Fargo Clearing Services, Llc | St Louis | MO | 02/2022 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 12/2022 | 10/2023 |
| California Pizza Kitchen | Saint Louis | MO | 08/2019 | 03/2020 |
| Amazon | Saint Louis | MO | 09/2021 | 10/2021 |
| Western Governors University | Saint Louis | MO | 04/2019 | 04/2020 |
| Bank Of America, N.A. | Clayton | MO | 02/2023 | 10/2023 |
| First Community Credit Union | Chesterfield | MO | 11/2023 | Present |
| Lpl Financial Llc | Chesterfield | MO | 11/2023 | Present |
1)10/27/2023 - Investment Services at First Community - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-15 |
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