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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-04 |
| TX | RA | APPROVED | 2026-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Durham | NC | 12/2018 | 05/2022 |
| Fidelity Investments | Durham | NC | 09/2017 | 12/2018 |
| Conduent | Cary | NC | 05/2017 | 09/2017 |
| Bali Hai | Durham | NC | 02/2014 | 05/2017 |
| Fisher Investments | Camas | WA | 09/2022 | 06/2024 |
| Unemployed | Durham | NC | 05/2022 | 09/2022 |
| Unemployed | Durham | NC | 06/2024 | 11/2025 |
| Vanguard Marketing Corporation | Charlotte | NC | 11/2025 | Present |
| The Vanguard Group, Inc. | Charlotte | NC | 11/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-29 |
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