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Nicole Marie Mosley

Mercer Global Advisors Inc.

Covington, LA

Dallas, TX

Denver, CO

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-07-07
OK RA APPROVED 2022-06-30
TX RA APPROVED 2019-01-11
  • LA RA
    APPROVED
    Since 2026-07-07
  • OK RA
    APPROVED
    Since 2022-06-30
  • TX RA
    APPROVED
    Since 2019-01-11

Branch Locations

100 Tyler Square No.6, Covington, LA 70433 • United States

8117 Preston Road # 700, Dallas, TX 75225 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercer Global Advisors Inc. Dallas TX 11/2018 08/2020
Marc Hill, Cpa Dallas TX 11/2010 12/2017
Unemployed Dallas TX 12/2017 11/2018
Mercer Global Advisors Dallas TX 08/2020 08/2021
Mercer Global Advisors Dallas TX 08/2021 10/2023
Mercer Global Advisors Inc. Dallas TX 10/2023 Present
  • 11/2018 → 08/2020
    Mercer Global Advisors Inc.
    Dallas, TX
  • 11/2010 → 12/2017
    Marc Hill, Cpa
    Dallas, TX
  • 12/2017 → 11/2018
    Unemployed
    Dallas, TX
  • 08/2020 → 08/2021
    Mercer Global Advisors
    Dallas, TX
  • 08/2021 → 10/2023
    Mercer Global Advisors
    Dallas, TX
  • 10/2023 → Present
    Mercer Global Advisors Inc.
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-11
  • S65 Uniform Investment Adviser Law Examination
    2019-01-11
Designations
Other Names
  • Nicole M Brown

View on SEC IAPD

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