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Nicole Marie Mosley

Mercer Global Advisors Inc.

Covington, LA

Dallas, TX

Denver, CO

CRD 7050661

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Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-07-07
OK RA APPROVED 2022-06-30
TX RA APPROVED 2019-01-11
  • LA RA
    APPROVED
    Since 2026-07-07
  • OK RA
    APPROVED
    Since 2022-06-30
  • TX RA
    APPROVED
    Since 2019-01-11

Branch Locations

100 Tyler Square No.6, Covington, LA 70433 • United States

8117 Preston Road # 700, Dallas, TX 75225 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercer Global Advisors Inc. Dallas TX 11/2018 08/2020
Marc Hill, Cpa Dallas TX 11/2010 12/2017
Unemployed Dallas TX 12/2017 11/2018
Mercer Global Advisors Dallas TX 08/2020 08/2021
Mercer Global Advisors Dallas TX 08/2021 10/2023
Mercer Global Advisors Inc. Dallas TX 10/2023 Present
  • 11/2018 → 08/2020
    Mercer Global Advisors Inc.
    Dallas, TX
  • 11/2010 → 12/2017
    Marc Hill, Cpa
    Dallas, TX
  • 12/2017 → 11/2018
    Unemployed
    Dallas, TX
  • 08/2020 → 08/2021
    Mercer Global Advisors
    Dallas, TX
  • 08/2021 → 10/2023
    Mercer Global Advisors
    Dallas, TX
  • 10/2023 → Present
    Mercer Global Advisors Inc.
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-11
  • S65 Uniform Investment Adviser Law Examination
    2019-01-11
Designations
  • Certified Financial Planner
Other Names
  • Nicole M Brown

View on SEC IAPD

Nearby Firms

PELICAN ADVISORY LLC
EDWARD JONES
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Nearby Investors

MATTHEW EDWIN GREENE
Gabriel Martin
Jack Branch

Nearby Offices

PELICAN ADVISORY LLC · COVINGTON, LA
EDWARD JONES · COVINGTON, LA
LPL FINANCIAL LLC · COVINGTON, LA

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