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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
Branch Locations
1140 Route 22 East Suite 203, Bridgewater, NJ 08007 • United States
200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nisivoccia Llp | Mount Arlington | NJ | 08/2008 | Present |
| 1St Global Capital Corp | Mount Arlington | NJ | 03/2019 | 10/2019 |
| 1St Global Advisors, Inc. | Mount Arlington | NJ | 03/2019 | 10/2019 |
| Avantax Advisory Services | Mount Arlington | NJ | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Mount Arlington | NJ | 10/2019 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Mount Arlington | NJ | 12/2019 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: Registered Representative & Investment Advisor NATURE: Financial Planning and Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 04/30/2019 ADDRESS: 200 Valley Road Suite 300, Mt Arlington NJ 07856, United States DESCRIPTION: Financial planning and wealth management 2) Sussex County YMCA 3) VERNON TOWNSHIP LITTLE LEAGUE POSITION: Treasurer NATURE: I am responsible all finances of the organization. I have check signing authority. Reporting to the board the financial position of the organization at monthly board meetings. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: P.O. Box 367, Vernon NJ 07462, United States DESCRIPTION: I am responsible all finances of the organization. I have check signing authority. I pay the bills and track the financial position and financial results for the fiscal year. I then report that information to the board of directors. 4) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Owner NATURE: This is the proposed acquisition vehicle of various Financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confuse them with the Nisivoccia LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 9 Ryan Courrt, Long Valley NJ 07853, United States DESCRIPTION: Passive Investor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-24 |
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