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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05

Branch Locations

1140 Route 22 East Suite 203, Bridgewater, NJ 08007 • United States

200 Valley Road Suite 300, Mount Arlington, NJ 07856 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nisivoccia Llp Mount Arlington NJ 08/2008 Present
1St Global Capital Corp Mount Arlington NJ 03/2019 10/2019
1St Global Advisors, Inc. Mount Arlington NJ 03/2019 10/2019
Avantax Advisory Services Mount Arlington NJ 10/2019 09/2025
Avantax Investment Services, Inc. Mount Arlington NJ 10/2019 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Mount Arlington NJ 12/2019 09/2025
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/2008 → Present
    Nisivoccia Llp
    Mount Arlington, NJ
  • 03/2019 → 10/2019
    1St Global Capital Corp
    Mount Arlington, NJ
  • 03/2019 → 10/2019
    1St Global Advisors, Inc.
    Mount Arlington, NJ
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Mount Arlington, NJ
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Mount Arlington, NJ
  • 12/2019 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Mount Arlington, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Mount Arlington, NJ
    Bridgewater, NJ
  • 2019-07-25 → 2019-10-25
    1St Global Advisors Inc
    Mount Arlington, NJ
Other Businesses

1) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: Registered Representative & Investment Advisor NATURE: Financial Planning and Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 04/30/2019 ADDRESS: 200 Valley Road Suite 300, Mt Arlington NJ 07856, United States DESCRIPTION: Financial planning and wealth management 2) Sussex County YMCA 3) VERNON TOWNSHIP LITTLE LEAGUE POSITION: Treasurer NATURE: I am responsible all finances of the organization. I have check signing authority. Reporting to the board the financial position of the organization at monthly board meetings. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: P.O. Box 367, Vernon NJ 07462, United States DESCRIPTION: I am responsible all finances of the organization. I have check signing authority. I pay the bills and track the financial position and financial results for the fiscal year. I then report that information to the board of directors. 4) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Owner NATURE: This is the proposed acquisition vehicle of various Financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confuse them with the Nisivoccia LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 9 Ryan Courrt, Long Valley NJ 07853, United States DESCRIPTION: Passive Investor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-24
  • S66 Uniform Combined State Law Examination
    2019-07-24

View on SEC IAPD

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