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Carlos Polanco-Rojas

Howard Capital Management, LLC

Alpharetta, GA

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Current Employers
Howard Capital Management, Llc

415 South Broad Street, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-07-23
  • GA RA
    APPROVED
    Since 2019-07-23

Branch Locations

415 South Broad Street, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Georgia State University Atlanta GA 05/2013 11/2018
Georgia State University Atlanta GA 08/2018 11/2018
Howard Capital Management Roswell GA 04/2019 Present
Unemployed Norcross GA 12/2018 03/2019
  • 05/2013 → 11/2018
    Georgia State University
    Atlanta, GA
  • 08/2018 → 11/2018
    Georgia State University
    Atlanta, GA
  • 04/2019 → Present
    Howard Capital Management
    Roswell, GA
  • 12/2018 → 03/2019
    Unemployed
    Norcross, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-17
  • S65 Uniform Investment Adviser Law Examination
    2018-09-17

View on SEC IAPD

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