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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-09-03
TX RA APPROVED 2020-09-03
  • MI RA
    APPROVED
    Since 2020-09-03
  • TX RA
    APPROVED
    Since 2020-09-03

Branch Locations

794 Pine St. Ste. 210-5, Muskegon, MI 49440 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Assoc., Inc. Muskegon MI 03/2005 09/2020
Cambridge Investment Research, Inc. Fairfield IA 09/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2020 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING, 09/03/20 2) TWO BROTHERS AND SONS, LLC, DBA PIN-KEY MANUFACTURING, 6200 W OLD CHANNEL TRL, MONTAGUE, MI MANUFACTURING OWNER/ 03/09/18, NIR, 5/MO- 0/TRADING 3) AKBJ3 PROPERTIES LLC, 16126 DANA LN, GRAND HAVEN, MI, 12/30/19, NIR, LLC MEMBER, 0/N=MO- 0/TRADING 4) ACCESSION FINANCIAL GROUP, 794 PINE STREET, STE 220-I, MUSKEGON, MI, LLC FOR FINANCAL GROUP, OWNER, 11/16/20, 5/MOP- 0/TRADING 5) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-11
  • S66 Uniform Combined State Law Examination
    2005-08-11

View on SEC IAPD

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