Jose Escobar

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2020
  Wells Fargo Bank, N.A.
  Bellaire, TX
• 12/2018 → 03/2020
  Wells Fargo Clearing Services, Llc
  Bellaire, TX
• 03/2018 → 04/2019
  Sprint
  Houston, TX
• 03/2020 → 10/2022
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 03/2020 → 10/2022
  J.P. Morgan Securities Llc
  Houston, TX
• 01/2019 → 12/2021
  University Of Houston-Downtown
  Houston, TX
• 09/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 01/2023 → Present
  Bank Of America, N.A.
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2023-01-13
• S63 Uniform Securities Agent State Law Examination
  2019-05-15

Other Names

• Jose Escobar
• Jose Alejandro Escobar