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Delia Kate Mezzina

Beacon Pointe Advisors, LLC

Newport Beach, CA

Summit, NJ

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-12
  • NJ RA
    APPROVED
    Since 2022-10-12

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

47 Maple St Ste 306, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason Investor Services Llc New York NY 08/2018 09/2019
Legg Mason & Co New York NY 06/2018 08/2018
Legg Mason Stamford CT 06/2017 08/2017
Loyola University Of Maryland Baltimore MD 09/2014 05/2018
Fidelity Brokerage Services New York NY 09/2019 03/2022
Zoe Financial Brooklyn NY 03/2022 05/2022
Beacon Pointe Advisors, Llc Summit NJ 07/2022 04/2023
Legg Mason Baltimore MD 01/2018 04/2018
Beacon Pointe Advisors, Llc Summit NJ 04/2023 03/2026
Beacon Pointe Advisors, Llc Summit NJ 04/2026 Present
  • 08/2018 → 09/2019
    Legg Mason Investor Services Llc
    New York, NY
  • 06/2018 → 08/2018
    Legg Mason & Co
    New York, NY
  • 06/2017 → 08/2017
    Legg Mason
    Stamford, CT
  • 09/2014 → 05/2018
    Loyola University Of Maryland
    Baltimore, MD
  • 09/2019 → 03/2022
    Fidelity Brokerage Services
    New York, NY
  • 03/2022 → 05/2022
    Zoe Financial
    Brooklyn, NY
  • 07/2022 → 04/2023
    Beacon Pointe Advisors, Llc
    Summit, NJ
  • 01/2018 → 04/2018
    Legg Mason
    Baltimore, MD
  • 04/2023 → 03/2026
    Beacon Pointe Advisors, Llc
    Summit, NJ
  • 04/2026 → Present
    Beacon Pointe Advisors, Llc
    Summit, NJ
Previous Registrations
  • 2021-09-17 → 2022-03-23
    Fidelity Personal And Workplace Advisors
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-03-01
  • S63 Uniform Securities Agent State Law Examination
    2019-03-01
Designations
Other Names
  • Delia Oldak
  • Delia K Oldak
  • Delia Kate Oldak

View on SEC IAPD

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