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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-03-11
OH RA APPROVED 2005-07-05
  • TX RA
    APPROVED_RES
    Since 2011-03-11
  • OH RA
    APPROVED
    Since 2005-07-05

Branch Locations

4300 Munson St Nw, Canton, OH 44718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Canton OH 03/2005 Present
Bank Of America, Na Canton OH 12/2009 Present
  • 03/2005 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Canton, OH
  • 12/2009 → Present
    Bank Of America, Na
    Canton, OH
Other Businesses

I*105785 For profit or not for profit: Non-Profit Organization Name of outside business organization: Central Stark County YMCA Investment related: No Address of business: Massillon, Ohio 44646 Position, title, association: Advisory Board Member Start date of relationship: 5/1/2017 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: Board Member I*: 2029343 Entity Type: Entity Charitable Name of OBA: Akron Children's Hospital Foundation Address: Akron, OH Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 2 hrs mthly Duties: This is one of the best children's hospitals in the state of Ohio. The mission is to provide healthcare to all children in our area, regardless of cost. The foundation board exists to help fund that mission and the board puts on events and activities to raise funds. The board is also responsible for advocacy in the public for the hospital and spreading goodwill. I*: 2950265 Entity Type: For Profit Name of OBA: FFX Personal Training Address: Canton, OH 44718 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/15/2025 Number of Hours: 15 hrs wkly Number of Hours during trading: 0 Duties: Certified Personal Trainer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-01
  • S66 Uniform Combined State Law Examination
    2005-07-01
Other Names
  • Mike R. Flory

View on SEC IAPD

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