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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-03-11 |
| OH | RA | APPROVED | 2005-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Canton | OH | 03/2005 | Present |
| Bank Of America, Na | Canton | OH | 12/2009 | Present |
I*105785 For profit or not for profit: Non-Profit Organization Name of outside business organization: Central Stark County YMCA Investment related: No Address of business: Massillon, Ohio 44646 Position, title, association: Advisory Board Member Start date of relationship: 5/1/2017 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: Board Member I*: 2029343 Entity Type: Entity Charitable Name of OBA: Akron Children's Hospital Foundation Address: Akron, OH Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 2 hrs mthly Duties: This is one of the best children's hospitals in the state of Ohio. The mission is to provide healthcare to all children in our area, regardless of cost. The foundation board exists to help fund that mission and the board puts on events and activities to raise funds. The board is also responsible for advocacy in the public for the hospital and spreading goodwill. I*: 2950265 Entity Type: For Profit Name of OBA: FFX Personal Training Address: Canton, OH 44718 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/15/2025 Number of Hours: 15 hrs wkly Number of Hours during trading: 0 Duties: Certified Personal Trainer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-01 |
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