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41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Blaine | MN | 10/2015 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Blaine | MN | 12/2018 | 04/2022 |
| Lpl Financial Llc | Edina | MN | 04/2022 | 02/2024 |
| Bmo Harris Bank | Edina | MN | 04/2022 | 02/2024 |
| Huntington National Bank | Richfield | MN | 02/2024 | Present |
| The Huntington Investment Company | Columbus | OH | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-19 |
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