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Yanming Lin

J.P. Morgan Securities LLC

Santa Clara, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-26
  • CA RA
    APPROVED
    Since 2026-01-26

Branch Locations

808 Kiely Blvd, Santa Clara, CA 95051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Santa Clara CA 01/2026 Present
Jpmorgan Chase Bank, N.A. Santa Clara CA 01/2026 Present
Ameriprise Financial Services, Llc San Jose CA 12/2018 01/2026
Unemployed San Jose CA 01/2016 11/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-12
  • S66 Uniform Combined State Law Examination
    2020-02-12

View on SEC IAPD

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