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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-14 |
| NH | RA | APPROVED | 2023-06-08 |
| TX | RA | APPROVED | 2019-07-31 |
| MA | RA | APPROVED | 2018-11-02 |
Branch Locations
160 Gould Street Suite 212, Needham Heights, MA 02494 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Life Insurance Company | Boston | MA | 09/2003 | 11/2018 |
| Signator Investors, Inc. | Needham Heights | MA | 04/2005 | 11/2018 |
| Royal Alliance Associates, Inc. | Needham Heights | MA | 11/2018 | Present |
1. Nonprofit Director, SCI New England Chapter 40 Searles Road, Pomfret Center, CT 06259, hunting club, Vice Treasurer, start 6/15/17, approx 2 hrs mo, 0 hrs trading......... 2. Treasurer, Safari Club NEF, SCI New England Foundation 40 Searles Road Pomfret Center, CT 06259, hunting organization, 7/1/18, 5 hrs mo, 0 trading. 3. CENTINEL FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 09/01/2003 ADDRESS: 160 Gould St Ste 212, Needham Heights MA 02494, United States DESCRIPTION: Financial Advisor 4. INSURANCE BROKERAGE POSITION: financial advisor NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2013 ADDRESS: 160 Gould st. ste 212, needham heights MA 02494, United States DESCRIPTION: Acting as insurance broker representing multiple companies 5. RIDGELINE FINANCIAL SOLUTIONS POSITION: Owner NATURE: It's an LLC that was set up per recommendation of my CPA simply so I could file taxes as an S-Corp rather than a sole proprietor. I am not holding myself out there representing this name. It's solely for tax filing purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2026 ADDRESS: 160 Gould St. Ste 212, Needham Heights MA 02494, United States DESCRIPTION: Just for tax filing purposes. I don't do anything under the name or with the name
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-16 |
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