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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-14
NH RA APPROVED 2023-06-08
TX RA APPROVED 2019-07-31
MA RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2024-05-14
  • NH RA
    APPROVED
    Since 2023-06-08
  • TX RA
    APPROVED
    Since 2019-07-31
  • MA RA
    APPROVED
    Since 2018-11-02

Branch Locations

Hollis, NH • United States

160 Gould Street Suite 212, Needham Heights, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Life Insurance Company Boston MA 09/2003 11/2018
Signator Investors, Inc. Needham Heights MA 04/2005 11/2018
Royal Alliance Associates, Inc. Needham Heights MA 11/2018 Present
  • 09/2003 → 11/2018
    John Hancock Life Insurance Company
    Boston, MA
  • 04/2005 → 11/2018
    Signator Investors, Inc.
    Needham Heights, MA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Needham Heights, MA
Previous Registrations
  • 2010-01-20 → 2018-11-02
    Signator Investors, Inc.
    Needham Heights, MA
    Canton, MA
    Wellesley Hill, MA
Other Businesses

1. Nonprofit Director, SCI New England Chapter 40 Searles Road, Pomfret Center, CT 06259, hunting club, Vice Treasurer, start 6/15/17, approx 2 hrs mo, 0 hrs trading......... 2. Treasurer, Safari Club NEF, SCI New England Foundation 40 Searles Road Pomfret Center, CT 06259, hunting organization, 7/1/18, 5 hrs mo, 0 trading. 3. CENTINEL FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 09/01/2003 ADDRESS: 160 Gould St Ste 212, Needham Heights MA 02494, United States DESCRIPTION: Financial Advisor 4. INSURANCE BROKERAGE POSITION: financial advisor NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2013 ADDRESS: 160 Gould st. ste 212, needham heights MA 02494, United States DESCRIPTION: Acting as insurance broker representing multiple companies 5. RIDGELINE FINANCIAL SOLUTIONS POSITION: Owner NATURE: It's an LLC that was set up per recommendation of my CPA simply so I could file taxes as an S-Corp rather than a sole proprietor. I am not holding myself out there representing this name. It's solely for tax filing purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2026 ADDRESS: 160 Gould St. Ste 212, Needham Heights MA 02494, United States DESCRIPTION: Just for tax filing purposes. I don't do anything under the name or with the name

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-08
S63 Uniform Securities Agent State Law Examination 2005-06-16
  • S65 Uniform Investment Adviser Law Examination
    2009-10-08
  • S63 Uniform Securities Agent State Law Examination
    2005-06-16
Designations

View on SEC IAPD

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