Matthew James Moore

Current Employers

Weitzel Financial Services, Inc.

1200 Cedar Cross Rd, Dubuque, IA 52003 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APP_PEND_IARCE	2026-01-08
IL	RA	APP_PEND_IARCE	2026-01-01
IA	RA	APPROVED	2020-01-17

WI RA
APP_PEND_IARCE

Since 2026-01-08
IL RA
APP_PEND_IARCE

Since 2026-01-01
IA RA
APPROVED

Since 2020-01-17

Branch Locations

1200 Cedar Cross Rd, Dubuque, IA 52003-0306 • UNITED STATES

1200 Cedar Cross Rd, Dubuque, IA 52003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Weitzel Financial Services, Inc.	Dubuque	IA	11/2018	Present
Boyer Landscaping & Irrigation	East Dubuque	IL	06/2016	11/2018
Veridian Credit Union For John Fabiano	Dubuque	IA	09/2017	Present

11/2018 → Present

Weitzel Financial Services, Inc.

Dubuque, IA
06/2016 → 11/2018

Boyer Landscaping & Irrigation

East Dubuque, IL
09/2017 → Present

Veridian Credit Union For John Fabiano

Dubuque, IA

Other Businesses

Iowa Medicaid Program for Individuals on Home & Community Services Waivers Non-investment related PO Box 4502, Waterloo IA 50704 Position: Caseworker September 2017 - Current 20 - 30 hours monthly 0 hours during security trading hours Building life skills for mentally/socially handicapped youth Weitzel Financial Services, Inc. Insurance Related Dubuque, IA Insurance Agent 2021 6 hours a month, including during traditional market hours Offer insurance products and services of unaffiliated issuers via affiliated insurance agency

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2024-04-08
S65	Uniform Investment Adviser Law Examination	2020-01-17

S63 Uniform Securities Agent State Law Examination

2024-04-08
S65 Uniform Investment Adviser Law Examination

2020-01-17