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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-03-23
TX RA APPROVED 2019-03-07
MO RA APPROVED 2019-03-04
  • KS RA
    APPROVED
    Since 2022-03-23
  • TX RA
    APPROVED
    Since 2019-03-07
  • MO RA
    APPROVED
    Since 2019-03-04

Branch Locations

1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Crestwood, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 09/1999 Present
Bank Of America, N.A. Clayton MO 09/1999 Present
Other Businesses

I*: 2470294 Entity Type: Charitable Name of OBA: STLCC Foundation Board Address: Kirkwood, MO Investment Related: No Position, Title, Association: Board Member Employee Start Date: 7/1/2025 Number of Hours: 1.5 hrs mthly Number of Hours during trading: 0 Duties: The St. Louis Community College Foundation is a non-profit organization that supports STLCC by raising funds for student scholarships and programs at St. Louis Community College.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-01
  • S66 Uniform Combined State Law Examination
    2019-03-01
Other Names
  • Caterina Griep
  • Caterina Thimiogianis
  • Cat Thimiogianis
  • Cat Griep
  • Cat Steitz

View on SEC IAPD

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