John Bernard Kearney

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oxnard, CA
• 09/2009 → Present
  Bank Of America, N.A.
  Oxnard, CA

Other Businesses

I*82994FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: VENTURA COUNTY FAIR FOUNDATIONINVESTMENT RELATED: NADDRESS OF BUSINESS:VENTURA, CALIFORNIA 93001NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 42212NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1I*112788FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: KEARNEY FARMS LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:VENTURA, CALIFORNIA 93001NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 3/30/2018NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS IS A FAMILY FARMING OPERATION. THERE ARE TWO PARTNERS IN THIS LLC, MY SISTER AND MYSELF.I*9353For profit or not for profit: Name of outside business organization: John KearneyInvestment related: Address of business:Ventura, California 93001Nature of business: Position, title, association: Start date of relationship: 3/1/2020Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 I*1922314 Entity for Profit Name of OBA: Rental Property 1 Address: Ventura, California, 93001 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 07/29/2024 No Hours: 1 No Hours during trading: 0 Duties: I*: 1991270 Entity Type: Entity Charitable Name of OBA: Cate School Address: Carpinteria, CA Investment Related: No Position, Title, Association: Committee Employee Start Date: 10/01/2024 Number of Hours: 10 he annually Number of Hours during trading: 1 hr annually Duties: audit and risk committee

Exams

• S66 Uniform Combined State Law Examination
  2005-08-16