Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-07-19
CA RA APPROVED 2005-08-17
  • TX RA
    APPROVED
    Since 2006-07-19
  • CA RA
    APPROVED
    Since 2005-08-17

Branch Locations

300 E Esplanade, Oxnard, CA 93036 • United States

Ventura, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oxnard CA 03/2005 Present
Bank Of America, N.A. Oxnard CA 09/2009 Present
Other Businesses

I*82994FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: VENTURA COUNTY FAIR FOUNDATIONINVESTMENT RELATED: NADDRESS OF BUSINESS:VENTURA, CALIFORNIA 93001NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 42212NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1I*112788FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: KEARNEY FARMS LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:VENTURA, CALIFORNIA 93001NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 3/30/2018NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS IS A FAMILY FARMING OPERATION. THERE ARE TWO PARTNERS IN THIS LLC, MY SISTER AND MYSELF.I*9353For profit or not for profit: Name of outside business organization: John KearneyInvestment related: Address of business:Ventura, California 93001Nature of business: Position, title, association: Start date of relationship: 3/1/2020Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 I*1922314 Entity for Profit Name of OBA: Rental Property 1 Address: Ventura, California, 93001 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 07/29/2024 No Hours: 1 No Hours during trading: 0 Duties: I*: 1991270 Entity Type: Entity Charitable Name of OBA: Cate School Address: Carpinteria, CA Investment Related: No Position, Title, Association: Committee Employee Start Date: 10/01/2024 Number of Hours: 10 he annually Number of Hours during trading: 1 hr annually Duties: audit and risk committee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-16
  • S66 Uniform Combined State Law Examination
    2005-08-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Oxnard, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor