Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-07-19 |
| CA | RA | APPROVED | 2005-08-17 |
Branch Locations
300 E Esplanade, Oxnard, CA 93036 • United States
Ventura, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oxnard | CA | 03/2005 | Present |
| Bank Of America, N.A. | Oxnard | CA | 09/2009 | Present |
I*82994FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: VENTURA COUNTY FAIR FOUNDATIONINVESTMENT RELATED: NADDRESS OF BUSINESS:VENTURA, CALIFORNIA 93001NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 42212NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1I*112788FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: KEARNEY FARMS LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:VENTURA, CALIFORNIA 93001NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 3/30/2018NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS IS A FAMILY FARMING OPERATION. THERE ARE TWO PARTNERS IN THIS LLC, MY SISTER AND MYSELF.I*9353For profit or not for profit: Name of outside business organization: John KearneyInvestment related: Address of business:Ventura, California 93001Nature of business: Position, title, association: Start date of relationship: 3/1/2020Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 I*1922314 Entity for Profit Name of OBA: Rental Property 1 Address: Ventura, California, 93001 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 07/29/2024 No Hours: 1 No Hours during trading: 0 Duties: I*: 1991270 Entity Type: Entity Charitable Name of OBA: Cate School Address: Carpinteria, CA Investment Related: No Position, Title, Association: Committee Employee Start Date: 10/01/2024 Number of Hours: 10 he annually Number of Hours during trading: 1 hr annually Duties: audit and risk committee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-16 |
Reach out to this advisor