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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-01 |
Branch Locations
280 Congress St Suite 1300, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Gloucester | MA | 11/2018 | 09/2019 |
| Td Bank, N.A. | Peabody | MA | 11/2015 | 10/2018 |
| Morgan Stanley | Boston | MA | 11/2019 | 11/2020 |
| Kestra Investment Services, Llc | Boston | MA | 12/2020 | 01/2024 |
| Kestra Advisors Services, Llc | Boston | MA | 12/2020 | 01/2024 |
| The Patriot Financial Group, Llc | Gloucester | MA | 05/2019 | 09/2019 |
| Mml Investors Services, Llc | Boston | MA | 04/2024 | Present |
| Massmutual Life Insurance Co | Boston | MA | 04/2024 | Present |
| Advise Realty | Boston | MA | 07/2022 | Present |
| Commercial Grp, Llc | Watertown | MA | 01/2024 | 09/2025 |
| Joe Dimino Tile | Gloucester | MA | 01/2024 | Present |
(1) NAME: Santo Dimino, INV REL: Y, ADD: At Residential Address, NATURE/DUTIES: Multi Simple Rental Properties, POSITION: Landlord, START DATE: 04/01/2021, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 0 (2) NAME: Advise Realty, INV REL: N, ADD: 20 Park Plaza, Boston, MA 02116, NATURE/DUTIES: Real Estate, POSITION: Real Estate Agent, START DATE: 07/01/2022, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 0 (3 )NAME: Joe Dimino Tile, INV REL: N, ADD: 3 Lyndale Ave, Gloucester, MA 01930, NATURE/DUTIES: Home Improvement Contractor, POSITION: Marketing & Business Development, START DATE: 01/01/2024, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-30 |
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