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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-11-08 |
Branch Locations
17199 N Laurel Park Dr Ste 100, Livonia, MI 48152 • United States
Southgate, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Livonia | MI | 11/2018 | 06/2021 |
| Beaumont | Dearborn | MI | 03/2016 | 11/2018 |
| Lpl Financial Llc | Livonia | MI | 06/2021 | Present |
| Independent Financial Advisors, Llc | Livonia | MI | 08/2025 | Present |
1. 04/09/2024 - Youtube channel - Other - Youtube - Content Creator - Not Investment Related - Start Date 08/31/2023 - 40 Hours Per Month/ 0 Hours During Trading. 2) 08/14/2025 - Independent Financial Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/13/2025 - 160 Hrs/Mth - 130 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-02 |
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